Disclosure Packet

All sorts of information about RYA (quite possibly more than you want to know) is in this packet. This is something we update annually and file with the SEC, and it contains information about the way we conduct our business as well as background on our advisors.

The packet also includes several documents from TD Ameritrade that offer a better understanding of their business as well, including account agreements and their privacy policy. If you're itching for a better understanding of either business (or looking for a new sleep aid), download the packet below.


Contains RYA ADV Part 2A & 2B, TD Ameritrade Institutional Disclosure Packet, and TD Ameritrade Individual Retirement Custodial Account Agreements.